Sample Letter From NFA,

Please memo for most recent NFA letter summary:

Re: Roger Pearlman NFA ID #192710

New NFA letter available based on the January 1, 2010 Disclosure Document and has no comments at this time. As such, effective immediately, the document may be used to solicit clients. During the course of review, NFA has not undertaken to verify any of the statements contained in the document and thus this notice may not preclude NFA or the CFTC from raising compliance issues concerning this document at some future time.

 

PEARLMAN CTA COMMODITY TRADING ADVISOR DISCLOSURE DOCUMENT

January 1, ‘10 DDoc with actual program performance through December '09. Please memo to receive pending update after NFA review of same..

 

Welcome and Checklist

Please memo info@pearlmancta.com for new client account forms for use with January 1, '10 Disclosure Document

 

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